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Real and Complex Numbers

Irrational, negative and complex numbers make a fascinating story. This story is told in Kline [6], but let me give some of the highlights here. The Greeks defined a number to be a multitude of units i.e a whole number > 1. The early Pythagoreans had extended this to include ratios of positive whole numbers, the positive rationals. They had a mystic belief that these numbers were the true forms from which nature was constructed. It is said that a mathematician named Hipassus discovered the irrationality of tex2html_wrap_inline2111 while on board a ship. When he communicated his discovery, he was thrown overboard. In Euclid, irrational numbers are handled by basing algebra on line segments rather than numbers, so that a product of two numbers was an area and a product of three numbers was a volume and a product of four numbers was impossible.

The Alexandrian mathematician Heron of the first century A.D. gave
displaymath2107
as the area of a triangle with sides a, b, c and perimeter 2s. This was one of the first leaks in the Greek dike protecting the idea that formulas could not be used without a geometric conceptualization of the meaning of their operations. Fortunately there was no little Greek boy who could plug the hole; what began as a trickle, eventually became a flood. Algebra became a game of manipulating symbols which were at the time regarded as meaningless.

The first known use of negative numbers was by the Indian mathematician, Brahmagupta circa A.D. 628. The great Indian mathematician, Bhaskara, said, after giving 50 and -5 as the solutions to an equation, ``The second value is in this case not to be taken, for it is inadequate; people do not approve of negative solutions.'' However, negative numbers continued to be used even by those who considered them meaningless symbols. When they were incorporated into the number system, they could be operated on using the laws of algebra, and these operations seemed to be consistent even if the objects themselves were meaningless symbols.

Antoine Arnauld, a close friend of Pascal, questioned that -1:1 = 1:-1, because, he said, -1 is less than +1; hence how could the smaller be to the greater as the greater to the smaller [6, page 115,]. If I could paraphrase this argument, it seems to me that he is saying that since numbers satisfy the axiom, tex2html_wrap_inline2117, there can be be no negative numbers because they do not satisfy this axiom.

d'Alembert (1717-1783) wrote in his famous dictionary that ``a problem leading to a negative solution means that some part of the hypothesis was false but assumed to be true.'' Leibnitz agreed that there is something fishy about negatives and imaginaries, but argued that one can calculate with them because their form is correct.

The objections to negative numbers were but chaff compared to the controversy over complex numbers. In 1545, Cardan, in his book Ars Magna, considers the problem of finding two numbers whose sum is 10 and whose product is 40. He solved the equation x(x-10)= 40 and got the solutions, tex2html_wrap_inline2121 and then says that these are ``sophistic quantities which though ingenious are useless.'' Cardan's solution of cubic equations required taking cube roots of expressions involving square roots. Sometimes these square roots are imaginary, even when the ultimate solution works out to be a real number. Again, even though people continued to manipulate complex numbers formally, there was considerable uneasiness over their use. According to Leibnitz, ``The divine spirit found a sublime outlet in that wonder of analysis, that portent of the ideal world, that amphibian between being and non-being, which we call the imaginary root of negative unity.'' Descartes rejected complex roots and coined the derogatory term imaginary to describe tex2html_wrap_inline2123.

The controversy was not finally settled until the beginning of the 19th century when Gauss, Hamilton, and others settled the matter by getting abstract. For modern mathematics, the question is not whether or not there are Platonic ideals corresponding to certain words, but just whether it is consistent and useful to use these words. Is there an algebraic system in which -1 has a square root satisfying much of the basic laws of algebra? Yes, of course there is, consider all pairs of real numbers with the operations +, -, tex2html_wrap_inline1527, and tex2html_wrap_inline2127 defined as follows:

tex2html_wrap_inline2129
tex2html_wrap_inline2131
tex2html_wrap_inline2133
tex2html_wrap_inline2135

There is no need to debate about Platonic ideals, just define the   complex numbers to be this system. Note that if we define tex2html_wrap_inline2137, and identify tex2html_wrap_inline2139 with the real number x, then tex2html_wrap_inline2143.

Setting up the axioms for complex numbers involves a systematic organization of algebra. A   field is a model for the axioms of field theory. First we define the language of field theory to be constant symbols 0 and 1, the two-place relation symbol = and the two-place function symbols, +, tex2html_wrap_inline1527, and the one-place function symbols, tex2html_wrap_inline2147. The axioms of field theory are the equality axioms listed on page gif together with the following algebraic axioms:

     
  1. tex2html_wrap_inline2149
  2. tex2html_wrap_inline2151
  3. tex2html_wrap_inline2153
  4. tex2html_wrap_inline2155
  5. tex2html_wrap_inline2157
  6. tex2html_wrap_inline2159
  7. tex2html_wrap_inline2161
  8. tex2html_wrap_inline2163
  9. tex2html_wrap_inline2165
  10. tex2html_wrap_inline2167


exercise349


exercise351


exercise354

In addition to the field axioms, the complex numbers satisfy two more principles, each of which requires an infinite number of axioms to state. Firstly, no matter how many times you add 1 to itself, you never get 0 and secondly, a very deep fact first proven by Gauss, every polynomial of positive degree has a root. To state the first of these, we use the infinite axiom list (where conforming to common practice, we abbreviate tex2html_wrap_inline2171 by tex2html_wrap_inline2173),

tex2html_wrap_inline2175
tex2html_wrap_inline2177
tex2html_wrap_inline2179
etc.

To state the second principle, first note that for degree 1, it is a consequence of the field axioms, so we need only state the principle for degree 2 and up. Each degree takes a separate axiom. (Again, we follow customary practice; this time by using tex2html_wrap_inline2181 in place of tex2html_wrap_inline2183. Likewise for higher powers.)

tex2html_wrap_inline2185
tex2html_wrap_inline2187
etc.

All these axioms taken together form what is known as the axioms for   algebraically closed fields of characteristic 0.

The real numbers also have an axiom set. They are what is called a   real closed field. Let us go into what this means. In addition to being a field, they interpret one more relation symbol, <, so as to satisfy the axioms for an ordered field. In the following axioms we again follow common practice and abbreviate tex2html_wrap_inline2191 by tex2html_wrap_inline2193:

     

    8
  1. tex2html_wrap_inline2195
  2. tex2html_wrap_inline2197
  3. tex2html_wrap_inline2199
  4. 0<1
  5. tex2html_wrap_inline2203
  6. tex2html_wrap_inline2205

A system satisfying these axioms is called an  ordered field. To axiomatize the real closed fields, we add in more axioms stating that every positive element has a square root and every polynomial of odd degree has a root. The first of these is just one axiom, but the second is a whole infinite class, just like algebraically closed fields. Here are the axioms:

tex2html_wrap_inline2207
tex2html_wrap_inline2187
etc.

These axioms are often called RCF standing for real closed fields.


exercise380


exercise382


exercise384


exercise386


exercise389


next up previous contents index
Next: Many Sorted and Higher Up: Sentences and Formulas Previous: Equality

Richard Mansfield
Wed Oct 21 14:09:45 EDT 1998